Certified Information Privacy Manager Body of Knowledge CIPM
Exam passed 1/5/19 Verification :-
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352389822
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2056296526
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Here is the subject matter examined :-
I. Privacy Program Governance
A. Organization Level
a. Create a company vision
i. Acquire knowledge on privacy approaches
ii. Evaluate the intended objective
iii. Gain executive sponsor approval for this vision
b. Establish a privacy program
i. Define program scope and charter
ii. Identify the source, types, and uses of personal information (PI) within
the organization and the applicable laws
iii. Develop a privacy strategy
1. Business alignment
a. Finalize the operational business case for privacy
b. Identify stakeholders
c. Leverage key functions
d. Create a process for interfacing within organization
e. Align organizational culture and privacy/data
protection objectives
f. Obtain funding/budget for privacy and the privacy
team
2. Develop a data governance strategy for personal information
(collection, authorized use, access, destruction)
3. Plan inquiry/complaint handling procedures (customers,
regulators, etc.)
c. Structure the privacy team
i. Governance models
1. Centralized
2. Distributed
3. Hybrid
ii. Establish the organizational model, responsibilities and reporting
structure appropriate to the size of the organization
1. Large organizations
a. Chief privacy officer
b. Privacy manager
c. Privacy analysts
d. Business line privacy leaders
e. "First responders"
2. Small organizations/sole data protection officer (DPO)
including when not only job
iii. Designate a point of contact for privacy issues
iv. Establish/endorse the measurement of professional competency
B. Develop the Privacy Program Framework
a. Develop organizational privacy policies, standards and/or guidelines
b. Define privacy program activities
i. Education and awareness
ii. Monitoring and responding to the regulatory environment
iii. Internal policy compliance
iv. Data inventories, data flows, and classification
V. Risk assessment (Privacy Impact Assessments [PIAs], etc.)
vi. Incident response and process, including jurisdictional regulations
vii. Remediation
viii. Program assurance, including audits
C. Implement the Privacy Policy Framework
a. Communicate the framework to internal and external stakeholders
b. Ensure continuous alignment to applicable laws and regulations to support the
development of an organizational privacy program framework
i. Understand applicable national laws and regulations (e.g., GDPR)
ii. Understand applicable local laws and regulations
iii. Understand penalties for noncompliance with laws and regulations
iv. Understand the scope and authority of oversight agencies (e.g.. Data
Protection Authorities, Privacy Commissioners, Federal Trade
Commission, etc.)
V. Understand privacy implications of doing business in or with countries
with inadequate, or without, privacy laws
vi. Maintain the ability to manage a global privacy function
vii. Maintain the ability to track multiple jurisdictions for changes in
privacy law
viii. Understand international data sharing arrangements agreements
D. Metrics
a. Identify intended audience for metrics
b. Define reporting resources
c. Define privacy metrics for oversight and governance per audience
i. Compliance metrics (examples, will vary by organization)
1. Collection (notice)
2. Responses to data subject inquiries
3. Use
4. Retention
5. Disclosure to third parties
6. Incidents (breaches, complaints, inquiries)
7. Employees trained
8. PIA metrics
9. Privacy risk indicators
10. Percent of company functions represented by governance
mechanisms
i. Trending
ii. Privacy program return on investment (ROI)
V. Business resiliency metrics
V. Privacy program maturity level
vi. Resource utilization
d. Identify systems/application collection points
II. Privacy Operational Life Cycle
A. Assess Your Organization
a. Document current baseline of your privacy program
i. Education and awareness
ii. Monitoring and responding to the regulatory environment
iii. Internal policy compliance
iv. Data, systems and process assessment
1. Map data inventories, flows and classification
2. Create "record of authority" of systems processing personal
information within the organization
3. Map and document data flow in systems and applications
4. Analyze and classify types and uses of data
V. Risk assessment (PIAs, etc.)
vi. Incident response
vii. Remediation
viii. Determine desired state and perform gap analysis against an accepted
standard or law
ix. Program assurance, including audits
b. Processors and third-party vendor assessment
i. Evaluate processors and third-party vendors, insourcing and
outsourcing privacy risks
1. Privacy and information security policies
2. Access controls
3. Where personal information is being held
4. Who has access to personal information
ii. Understand and leverage the different types of relationships
1. Internal audit
2. Information security
3. Physical security
4. Data protection authority
iii. Risk assessment
1. Type of data being outsourced
2. Location of data
3. Implications of cloud computing strategies
4. Legal compliance
5. Records retention
6. Contractual requirements (incident response, etc.)
7. Establish minimum standards for safeguarding information
iv. Contractual requirements
V. Ongoing monitoring and auditing
c. Physical assessments
i. Identify operational risk
1. Data centers
2. Physical access controls
3. Document destruction
4. Media sanitization (e.g., hard drives, USB/thumb drives, etc.)
5. Device forensics
6. Fax machine security
7. Imaging/copier hard drive security controls
d. Mergers, acquisitions and divestitures
i. Due diligence
ii. Risk assessment
e. Conduct analysis and assessments, as needed or appropriate
i. Privacy Threshold Analysis (PTAs) on systems, applications and
processes
ii. Privacy Impact Assessments (PIAs)
1. Define a process for conducting Privacy Impact Assessments
a. Understand the life cycle of a PIA
b. Incorporate PIA into system, process, product life cycles
B. Protect
a. Data life cycle (creation to deletion)
b. Information security practices
i. Access controls for physical and virtual systems
1. Access control on need to know
2. Account management (e.g., provision process)
3. Privilege management
ii. Technical security controls
iii. Implement appropriate administrative safeguards
c. Privacy by Design
i. Integrate privacy throughout the system development life cycle
(SDLC)
ii. Establish privacy gates/PIAs-Data Protection Impact Assessments
(DPIAs) as part of the standard process, system development
framework
C. Sustain
a. Measure
i. Quantify the costs of technical controls
ii. Manage data retention with respect to the organization's policies
iii. Define the methods for physical and electronic data destruction
iv. Define roles and responsibilities for managing the sharing and
disclosure of data for internal and external use
b. Align
i. Integrate privacy requirements and representation into functional
areas across the organization
1. Information security
2. IT operations and development
3. Business continuity and disaster recovery planning
4. Mergers, acquisitions and divestitures
5. Human resources
6. Compliance and ethics
7. Audit
8. Marketing/business development
9. Public relations
10. Procurement/sourcing
11. Legal and contracts
12. Security/emergency services
13. Finance
14. Others
c. Audit
i. Align privacy operations to an internal and external compliance audit
program
1. Knowledge of audit processes
2. Align to industry standards
ii. Audit compliance with privacy policies and standards
iii. Audit data integrity and quality
iv. Audit information access, modification and disclosure accounting
V. Communicate audit findings with stakeholders
d. Communicate
i. Awareness
1. Create awareness of the organization's privacy program
internally and externally
2. Ensure policy flexibility in order to incorporate
legislative/regulatory/market requirements
3. Develop internal and external communication plans to ingrain
organizational accountability
4. Identify, catalog and maintain documents requiring updates as
privacy requirements change
ii. Targeted employee, management and contractor training
1. Privacy policies
2. Operational privacy practices (e.g., standard operating
instructions), such as
a. Data creation/usage/retention/disposal
b. Access control
c. Reporting incidents
d. Key contacts
e. Monitor
i. Environment (e.g., systems, applications) monitoring
ii. Monitor compliance with established privacy policies
iii. Monitor regulatory and legislative changes
iv. Compliance monitoring (e.g. collection, use and retention)
1. Internal audit
2. Self-regulation
3. Retention strategy
4. Exit strategy
D. Respond
a. Information requests
i. Access
ii. Redress
iii. Correction
iv. Managing data integrity
b. Privacy incidents
i. Legal compliance
1. Preventing harm
2. Collection limitations
3. Accountability
4. Monitoring and enforcement
ii. Incident response planning
1. Understand key roles and responsibilities
a. Identify key business stakeholders
1. Information security
2. Legal
3. Audit
4. Human resources
5. Marketing
6. Business development
7. Communications and public relations
8. Other
b. Establish incident oversight teams
2. Develop a privacy incident response plan
3. Identify elements of the privacy incident response plan
4. Integrate privacy incident response into business continuity
planning
iii. Incident detection
1. Define what constitutes a privacy incident
2. Identify reporting process
3. Coordinate detection capabilities
a. Organization IT
b. Physical security
c. Human resources
d. Investigation teams
e. Vendors
iv. Incident handling
1. Understand key roles and responsibilities
2. Develop a communications plan to notify executive
management
V. Follow incident response process to ensure meeting jurisdictional,
global and business requirements
1. Engage privacy team
2. Review the facts
3. Conduct analysis
4. Determine actions (contain, communicate, etc.)
5. Execute
6. Monitor
7. Review and apply lessons learned
vi. Identify incident reduction techniques
vii. Incident metrics—quantify the cost of a privacy incident
